Regulatory Information
As a regulated Wertpapierinstitut, 2K Capital GmbH complies with all applicable financial regulations and supervisory requirements.
Company Details
Legal Information
Legal Name: 2K Capital GmbH
Legal Form: Gesellschaft mit beschränkter Haftung (GmbH)
Registered Office: Steinsdorfstraße 20, 80538 München, Germany
Commercial Register: HRB 258243 (Munich Local Court)
Regulatory Information
Supervisory Authority: Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
BaFin-ID: 10157042
BAK Number: 157042
LEI: 39120030RU0EDHJFYJ59
EUID: DED2601V.HRB258243
Regulatory Framework
Banking Act (KWG)
As a securities institution, we are regulated under the German Banking Act (Kreditwesengesetz - KWG) and subject to ongoing supervision by BaFin.
Securities Trading Act (WpHG)
Compliance with the German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) including requirements for best execution, transparency, and investor protection.
Markets in Financial Instruments Directive (MiFID II)
Full compliance with MiFID II requirements including organizational requirements, conduct of business rules, and transaction reporting.
Anti-Money Laundering (AML)
Strict adherence to German Money Laundering Act (Geldwäschegesetz - GwG) with comprehensive customer due diligence and transaction monitoring procedures.
General Data Protection Regulation (GDPR)
Full compliance with EU GDPR requirements for data protection and privacy, with a designated Data Protection Officer overseeing our processes.
Capital Requirements Regulation (CRR)
Compliance with capital adequacy and liquidity requirements under CRR, with regular reporting to supervisory authorities.
Compliance Statements
Risk Management
We maintain a comprehensive risk management system in accordance with § 25a KWG, covering all material risks including credit risk, market risk, operational risk, and liquidity risk.
Investor Protection
Client assets are protected in accordance with regulatory requirements. We comply with strict rules regarding the segregation of client assets and participate in the German deposit protection scheme.
Conflicts of Interest
We have established and maintain an effective conflicts of interest policy in accordance with § 33 WpHG to identify, prevent, and manage conflicts that may arise in the course of providing investment services.
Complaints Handling
We maintain a formal complaints management procedure in compliance with regulatory requirements. Clients may submit complaints via email to info@severinsmbh.com or in writing to our registered office.